Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Roy Suarez is a financial advisor with The Ayco Company, LP. Thomas has been in the industry since July 24, 2016. Thomas has a Series 7, Series 63, and Series 66 licenses, as well as a Securities Industry Essentials (SIE) exam. Thomas works with a variety of clients including individuals, high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans. Thomas specializes in financial planning, portfolio management, and education seminars. Thomas is also able to provide selection of other advisors, portfolio management for businesses, and publication of periodicals. Thomas was previously employed by Mercer Allied Company, LP, David Lerner Associates, Inc, Park Avenue Securities LLC, and Sidoti & Company, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/21/2020 - Present
THE Ayco Company, LP (Morristown NJ)
NJ
10/06/2020 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (PARSIPPANY NJ)
NY
01/27/2020 - 01/31/2020
DAVID LERNER ASSOCIATES, INC. (WHITE PLAINS NY)
NY
01/10/2017 - 11/07/2019
PARK AVENUE SECURITIES LLC (POUND RIDGE NY)
NY
01/07/2015 - 05/17/2016
SIDOTI & COMPANY, LLC (NEW YORK NY)
BOTH
Issued 12/15/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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