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Thomas Rowe Buckley

Canaccord Genuity LLC

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About Thomas Rowe Buckley

Thomas Buckley is a financial professional with over 8 years of experience in the industry. Thomas currently holds a Series 7, Series 24, Series 63, Series 87 and Series 16 license and is registered with Canaccord Genuity LLC in Massachusetts and New York. Prior to joining Canaccord Genuity, Thomas held positions with U. S. Boston Capital Corporation, Cantella & Co., Inc., Wood (Arthur W.) Company, Inc. and Detwiler Fenton & Co.

Firm Information

Thomas Buckley is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Buckley’s Registration & Firm History

MA

07/05/2023 - Present

Canaccord Genuity LLC (BOSTON MA)

MA

07/16/2018 - 07/12/2023

U. S. BOSTON CAPITAL CORPORATION (LINCOLN MA)

MA

02/09/2018 - 07/24/2018

CANTELLA & CO., INC. (BOSTON MA)

MA

06/07/2016 - 02/12/2018

WOOD (ARTHUR W.) COMPANY, INC. (BOSTON MA)

MA

06/26/2014 - 12/02/2014

DETWILER FENTON & CO. (BOSTON MA)

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Licenses & Designations

BC

Issued 06/26/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/26/2024

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2017

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/26/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Rowe Buckley.
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