Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Rovetto is an investment professional with over 27 years of experience in the financial services industry. Thomas is currently registered with J.P. Morgan Securities LLC, serving clients in Jersey City, NJ. He is a Series 7 and 63 licensed professional, having passed the Series 99TO in January 2023. Thomas has a diverse background with prior registrations at other firms, including Morgan Stanley and Deutsche Bank Securities Inc. Thomas focuses on providing clients with financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
10/01/2016 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
NY
07/28/2015 - 10/01/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
09/06/2013 - 07/15/2015
MORGAN STANLEY (PURCHASE NY)
NJ
04/16/2008 - 10/12/2011
DB SECURITIES SERVICES NJ INC. (JERSEY CITY NJ)
NY
06/07/1999 - 04/30/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
03/31/1997 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NJ
02/08/1995 - 03/24/1997
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
03/05/1993 - 03/20/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 05/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
Nasdaq BX, Inc.
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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