Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Rouse is a financial advisor with Truist Advisory Services, Inc. located in Greenville, NC. Thomas has been in the financial services industry since August 9, 2000. Thomas has a broad range of experience and has been registered with various firms, including BB&T SECURITIES, LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and WS GRIFFITH SECURITIES, INC. Thomas is a Certified Financial Planner and holds Series 6, 7, 9, 10, 63, and 65 licenses. Thomas is currently registered with Truist Advisory Services, Inc. in North Carolina and Texas and offers a variety of financial services to individuals, families, and businesses. Thomas is a member of Antler Pines LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
04/15/2021 - Present
Truist Advisory Services, Inc. (Greenville NC)
VA
06/06/2014 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
02/11/2004 - 06/09/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENVILLE NC)
CT
08/09/2000 - 02/17/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
IA
Issued 11/03/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/08/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/08/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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