Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ronald Harmsen has been in the financial services industry since 1994 and is currently registered with Osaic Wealth, Inc. in Wisconsin. Thomas has a long history of experience in the financial services industry, previously working with Ameriprise Financial Services, LLC, LINSCO/PRIVATE LEDGER CORP., SII INVESTMENTS, INC., ELAN INVESTMENT SERVICES, INC., and EDWARD D. JONES & CO., L.P. Thomas holds the Series 7, Series 24, Series 63, and Series 65 licenses. He is also a Certified Financial Planner. Thomas focuses on providing financial planning, portfolio management, and pension consulting services to individuals and businesses. He has a wide range of experience and is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
02/05/2024 - Present
Osaic Wealth, Inc. (APPLETON WI)
WI
08/14/2007 - 02/13/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Fond du Lac WI)
WI
05/17/2002 - 08/28/2007
LINSCO/PRIVATE LEDGER CORP. (FOND DU LAC WI)
WI
03/03/1997 - 06/06/2002
SII INVESTMENTS, INC. (APPLETON WI)
NJ
10/11/1994 - 03/03/1997
ELAN INVESTMENT SERVICES, INC. (MORRIS PLAINS NJ)
MO
04/25/1994 - 09/28/1994
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 11/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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