Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Roller is a financial advisor with over 15 years of experience in the financial services industry. Thomas is currently registered with Janus Henderson Distributors US LLC. Thomas's previous experience includes working at CREDIT SUISSE SECURITIES (USA) LLC. Thomas holds the Series 63, SIE, Series 86, Series 87, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/30/2010 - Present
Janus Henderson Distributors US LLC (DENVER CO)
NY
09/21/2005 - 08/02/2010
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/31/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Roller is the right advisor for you? Invested Better is here to help.
