Unclaimed
Thomas Roland Simons is a financial professional with over 25 years of experience in the industry. Thomas is registered with Hornor, Townsend & Kent, LLC and is a registered representative in Pennsylvania. Thomas has a wide range of experience providing financial advice to individuals, businesses, and charitable organizations. Thomas focuses on a variety of financial services including financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
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2
PA
10/15/2002 - Present
Hornor, Townsend & Kent, LLC (Conshohocken PA)
BOTH
Issued 12/30/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/08/1998
Series 24 - General Securities Principal Examination
BC
Issued 05/17/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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