Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lepage is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with Osaic Institutions, Inc. and has previously been affiliated with LPL FINANCIAL LLC, MML INVESTORS SERVICES, LLC, PRUCO SECURITIES CORPORATION and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Thomas is a Series 6, Series 26 and Series 63 licensed professional. Thomas specializes in providing financial planning, portfolio management, and solicitation services for other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
01/02/2024 - Present
Osaic Institutions, Inc. (SWANSEA MA)
MA
02/01/2022 - 01/11/2024
LPL FINANCIAL LLC (FALL RIVER MA)
MA
11/17/1998 - 02/09/2022
MML INVESTORS SERVICES, LLC (Fall River MA)
NJ
02/17/1992 - 11/06/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
02/17/1992 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 03/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Lepage is the right advisor for you? Invested Better is here to help.
