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Thomas Roger Kirkpatrick

Thrivent Investment Management Inc.

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About Thomas Roger Kirkpatrick

Thomas Kirkpatrick is an active investment advisor representative, registered in 13 states, with over 38 years of experience in the financial services industry. Thomas Kirkpatrick is currently affiliated with Thrivent Investment Management Inc., and previously worked with Lutheran Brotherhood Securities Corp.. Thomas Kirkpatrick provides investment advisory services to a variety of client types, including corporations or other businesses, high-net-worth individuals, and individuals other than high-net-worth. Thomas Kirkpatrick holds the Series 6, Series 7, Series 22, Series 63 and Series 66 licenses.

Firm Information

Thomas Kirkpatrick is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Kirkpatrick’s Registration & Firm History

CA

04/12/2016 - Present

Thrivent Investment Management Inc. (ONTARIO CA)

MN

08/30/1984 - 07/01/2002

LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 12/18/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/29/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2003

Series 7 - General Securities Representative Examination

BC

Issued 09/14/1987

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 08/29/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Roger Kirkpatrick.
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