Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Roe Cosinuke is an investment professional with over 40 years of experience in the financial services industry. Thomas is currently registered with Wells Fargo Clearing Services, LLC as a Registered Representative and Investment Advisor Representative. Thomas has been active in the industry since 1980. Thomas has a strong background in investment management and financial planning, and holds numerous professional designations and licenses, including Series 7, 63, 65, 9, and 10. Thomas's previous experience includes roles at UBS Financial Services Inc. and Sentinel Financial Services Company. Thomas is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VT
12/16/2019 - Present
Wells Fargo Clearing Services, LLC (BURLINGTON VT)
VT
09/14/1999 - 12/16/2019
UBS FINANCIAL SERVICES INC. (SOUTH BURLINGTON VT)
VT
04/16/1993 - 08/19/1999
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
VT
12/17/1985 - 03/13/1997
EQUITY SERVICES, INC. (MONTPELIER VT)
NA
07/15/1980 - 12/10/1985
PHILADELPHIA LIFE ASSET PLANNING COMPANY
NA
02/22/1980 - 06/06/1980
JOHN HANCOCK DISTRIBUTORS, INC.
NA
02/22/1980 - 06/06/1980
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
IA
Issued 02/17/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/03/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1988
Series 7 - General Securities Representative Examination
BC
Issued 02/11/1980
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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