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Thomas Rocco Morra

Cantor Fitzgerald & Co.

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About Thomas Rocco Morra

Thomas Rocco Morra is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with Cantor Fitzgerald & Co. in Florida and New York. Previously, Thomas was registered with Cantor Fitzgerald Securities, Goldenberg,Hehmeyer & Co., Rosenthal Global Securities LLC, TD Securities (USA) Inc., BMO Nesbitt Burns Corp., CIBC Oppenheimer, CIBC Wood Gundy Securities Corp., and S.G. Warburg & Co. Inc.. Thomas holds the Series 7, Series 24, Series 63, and SIE licenses.

Firm Information

Thomas Morra is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Morra’s Registration & Firm History

FL

04/22/2005 - Present

Cantor Fitzgerald & Co. (PALM BEACH GARDENS FL)

NY

04/22/2005 - 10/13/2006

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

IL

01/06/2004 - 04/12/2005

GOLDENBERG, HEHMEYER & CO. (CHICAGO IL)

IL

09/09/2002 - 10/02/2002

ROSENTHAL GLOBAL SECURITIES LLC (CHICAGO IL)

NY

03/13/2001 - 08/01/2002

TD SECURITIES (USA) INC. (NEW YORK NY)

IL

02/06/1998 - 03/09/2001

BMO NESBITT BURNS CORP. (CHICAGO IL)

NY

11/03/1997 - 01/21/1998

CIBC OPPENHEIMER (NEW YORK NY)

NY

08/16/1995 - 11/03/1997

CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)

NY

09/01/1988 - 08/02/1995

S.G. WARBURG & CO. INC. (NEW YORK NY)

NA

03/17/1988 - 09/01/1988

S.G. WARBURG SECURITIES INC.

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Licenses & Designations

BC

Issued 08/15/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/05/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Rocco Morra.
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