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Thomas Robert Worrall iii

Integrated Wealth Concepts LLC

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About Thomas Robert Worrall iii

Thomas Robert Worrall iii is a registered Investment Advisor Representative (IAR) with Integrated Wealth Concepts LLC, a firm based in Waltham, MA. Thomas Robert Worrall iii has been in the financial services industry since 1981. Thomas Robert Worrall iii's specialties include financial planning, pension consulting, and selection of other advisors. Thomas Robert Worrall iii provides financial advice to individuals, high net worth individuals, charitable organizations, pension and profit sharing plans, and corporations or other businesses.

Firm Information

Thomas Worrall iii is currently registered with Integrated Wealth Concepts LLC. Integrated Wealth Concepts LLC is an investment advisory firm based in Waltham, Massachusetts. With over 190 licensed agents and 423 individuals working in investment advisory functions, they manage over $13.5 billion in assets for a variety of clients, including individuals, corporations, charitable organizations, and pension plans. The firm offers a range of services, including financial planning, portfolio management, and pension consulting.
Integrated Wealth Concepts LLC

200 5TH AVENUE

WALTHAM, MA 02451

$13.50B

Assets Under Management

6

Total Clients

333

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Worrall iii’s Registration & Firm History

CA

02/01/2023 - Present

Integrated Wealth Concepts LLC (LA VERNE CA)

CA

03/01/2006 - 03/30/2009

PRIVATE CONSULTING GROUP, INC. (RANCHO CUCAMONGA CA)

TX

03/10/2003 - 03/02/2006

NFP SECURITIES, INC. (AUSTIN TX)

OR

09/20/2000 - 02/26/2003

M HOLDINGS SECURITIES, INC. (PORTLAND OR)

CA

01/19/2000 - 05/22/2000

DIVERSIFIED SECURITIES, INCORPORATED (SEAL BEACH CA)

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Licenses & Designations

BOTH

Issued 08/26/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/08/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/18/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Thomas Robert Worrall iii. Review regulatory record here.
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