Unclaimed
Thomas Robert Teegarden is a financial advisor with over 40 years of experience in the industry. Thomas is currently registered with Raymond James Financial Services Advisors, Inc. in Illinois and Texas. Thomas has previously held positions with Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., PaineWebber Incorporated, Drexel Burnham Lambert Incorporated, Loeb, Rhoades & Co. Inc., and Dean Witter & Co. Incorporated. Thomas has a strong background in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
10/17/2024 - Present
Raymond James Financial Services Advisors, Inc. (Oak Brook IL)
IL
01/01/2008 - 08/22/2013
WELLS FARGO ADVISORS, LLC (OAK BROOK IL)
IL
04/27/1993 - 01/03/2008
A. G. EDWARDS & SONS, INC. (OAKBROOK TERRACE IL)
NJ
05/26/1989 - 05/06/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/03/1977 - 06/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
11/16/1976 - 08/19/1977
LOEB, RHOADES & CO. INC.
NA
11/03/1972 - 12/01/1976
DEAN WITTER & CO. INCORPORATED
IA
Issued 07/09/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/07/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/19/1980
Series 4 - Registered Options Principal Examination
BC
Issued 08/26/1977
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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