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Thomas Robert Stevens

Allstate Financial Services, LLC

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About Thomas Robert Stevens

Thomas Robert Stevens is a financial advisor with Allstate Financial Services, LLC, a registered investment advisor firm. Thomas holds the Series 6 and Series 63 securities licenses and the SIE exam. Thomas is registered to provide financial advice in Texas. He began his career in the financial services industry on July 31, 2016. Thomas is currently registered with Allstate Financial Services, LLC in Katy, Texas.

Firm Information

Thomas Stevens is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Stevens’s Registration & Firm History

TX

08/01/2016 - Present

Allstate Financial Services, LLC (Katy TX)

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Licenses & Designations

BC

Issued 05/09/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Robert Stevens. Review regulatory record here.
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