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Thomas Robert Smykowski

Btig, LLC

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About Thomas Robert Smykowski

Thomas Robert Smykowski is a financial advisor with Btig, LLC, based in New York, NY. Thomas has been in the industry since 2000 and has experience with a variety of firms including Convergex Execution Solutions LLC and Bear, Stearns & Co. Inc. Thomas holds numerous licenses and registrations, including Series 3, 7, 24, 55, 57TO, and SIE. He is registered in 22 states across the United States.

Firm Information

Thomas Smykowski is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Smykowski’s Registration & Firm History

NY

09/30/2013 - Present

Btig, LLC (New York NY)

NY

02/17/2005 - 07/02/2013

CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

NY

06/14/2000 - 12/14/2004

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/01/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/04/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2003

Series 3 - National Commodity Futures Examination

BC

Issued 05/17/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/13/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Robert Smykowski.
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