Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Robert Shortslef is a financial advisor with over 30 years of experience in the financial services industry. He is currently registered with Osaic Wealth, Inc. and holds several licenses and certifications including Series 6, 63, and 65. His background includes experience with various firms such as Securities America, Inc., Wall Street Financial Group, Inc., and Prime Capital Services, Inc. Thomas is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (VICTOR NY)
NY
09/23/2016 - 06/14/2024
SECURITIES AMERICA, INC. (VICTOR NY)
NY
03/13/1996 - 09/23/2016
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
NY
10/26/1994 - 03/25/1996
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
KS
06/28/1990 - 10/27/1994
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 01/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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