Unclaimed
Thomas Sawyer is a financial professional with Tiaa-Cref Individual & Institutional Services, LLC. Thomas is registered with the state of Texas, as well as 50 other states. He has a Series 63, Series 7, and Series 6 licenses and has been in the industry since April 2023. Thomas is a specialist in investments, insurance, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
04/17/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)
BC
Issued 04/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/17/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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