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Thomas Robert Rogers

Financial Transparency

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About Thomas Robert Rogers

Thomas Rogers is a financial advisor with Financial Transparency. Thomas has been in the industry since 1998. Thomas holds a Series 6, Series 63, and Series 65 license. Thomas is registered with the state of Florida as an investment advisor representative (IAR). Thomas previously worked at CSSC Brokerage Services, Inc. and Valmark Securities, Inc.. Thomas specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals.

Firm Information

Thomas Rogers is currently registered with Financial Transparency. Financial Transparency is an investment advisory firm with offices in the United States. They offer a range of advisory services, including financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for individuals. They serve high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and individuals other than high-net-worth. Their assets under management are approximately $295,289,685.

$295.29M

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Rogers’s Registration & Firm History

FL

01/01/2025 - Present

Financial Transparency (Longwood FL)

FL

04/20/2011 - 08/13/2018

CSSC BROKERAGE SERVICES, INC. (LONGWOOD FL)

OH

12/02/1998 - 01/04/2010

VALMARK SECURITIES, INC. (AKRON OH)

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Licenses & Designations

IA

Issued 10/25/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/31/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/13/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Thomas Robert Rogers. Review regulatory record here.
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