Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Reed is an investment advisor representative with Cambridge Investment Research Advisors, Inc. and Axius Advisors LLC. Thomas has been in the industry since 1991. Thomas is registered with the states of Alabama, California, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Maryland, Missouri, Ohio, and Texas. Thomas is also a registered investment advisor in Missouri and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MO
02/01/2021 - Present
Cambridge Investment Research Advisors, Inc. (SAINT CHARLES MO)
MO
10/31/2011 - 06/19/2012
SUNSET FINANCIAL SERVICES, INC. (ST CHARLES MO)
MO
05/03/2010 - 11/17/2011
CAMBRIDGE INVESTMENT RESEARCH, INC. (ST CHARLES MO)
MO
09/06/1994 - 05/04/2010
SECURIAN FINANCIAL SERVICES, INC. (ST. LOUIS MO)
NY
07/22/1991 - 09/28/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
07/22/1991 - 09/28/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/04/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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