Unclaimed
Thomas Robert Ranney has been a financial advisor since 1992. Thomas is currently registered with Commonwealth Financial Network as a Registered Representative. Thomas has a total of 9 years of experience with Commonwealth Financial Network. Prior to this, Thomas worked at CITIGROUP GLOBAL MARKETS INC., EDWARD JONES, BANC ONE SECURITIES CORPORATION and PRUCO SECURITIES CORPORATION. Thomas has passed the Series 6, Series 7, Series 63, Series 65 and SIE exams. Thomas is registered in 10 states, including Florida, Georgia, Michigan, New York, North Carolina, Ohio, Pennsylvania and Wisconsin. Thomas specializes in providing financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
05/01/2009 - Present
Commonwealth Financial Network (WESTERVILLE OH)
OH
10/15/2004 - 05/21/2009
CITIGROUP GLOBAL MARKETS INC. (DUBLIN OH)
MO
12/01/1998 - 10/19/2004
EDWARD JONES (ST. LOUIS MO)
IL
03/23/1994 - 12/02/1998
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
11/12/1992 - 04/06/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 04/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/09/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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