Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Robert Metzler has been a financial advisor in the industry for over 38 years. Thomas is currently registered with LPL Financial LLC, and has previously been registered with several other firms including CADARET, GRANT & CO., INC., MAIN STREET MANAGEMENT COMPANY, SUNAMERICA SECURITIES, INC., SOUTHMARK FINANCIAL SERVICES, INC. and NEL EQUITY SERVICES CORPORATION. Thomas offers advisory services including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Thomas is licensed in Colorado, Connecticut, Florida, Illinois, Massachusetts, Michigan, Nevada, New York, North Carolina, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/21/2023 - Present
LPL Financial LLC (ROCHESTER NY)
NY
05/17/2004 - 02/23/2023
CADARET, GRANT & CO., INC. (ROCHESTER NY)
MA
01/02/1990 - 05/17/2004
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
AZ
06/18/1989 - 12/31/1989
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
02/15/1985 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
09/18/1984 - 03/11/1985
NEL EQUITY SERVICES CORPORATION
BC
Issued 09/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/17/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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