Unclaimed
Thomas Manuel is a registered representative with Vanguard Marketing Corp. Thomas holds the Series 7TO and Series 63 licenses, along with the SIE. Thomas has been in the industry since August 2021 and is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/30/2021 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 09/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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