Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Robert Manning is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc. Thomas has been in the securities industry for over 20 years. Thomas has a Series 6, Series 62, Series 63, Series 65 and Series 26 license. Thomas has also passed the SIE exam. Thomas has held previous positions at Cantella & Co., Inc., Brecek & Young Advisors, Inc., Compass Securities Corporation and New England Securities. Thomas is registered in California, Florida, Massachusetts, New Hampshire, Rhode Island and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
RI
01/18/2012 - Present
Cambridge Investment Research Advisors, Inc. (EAST GREENWICH RI)
RI
12/15/2006 - 01/11/2012
CANTELLA & CO., INC. (EAST GREENWICH RI)
RI
11/13/2006 - 01/03/2007
BRECEK & YOUNG ADVISORS, INC. (EAST GREENWICH RI)
MA
01/13/2004 - 11/14/2006
COMPASS SECURITIES CORPORATION (NATICK MA)
NY
07/03/2000 - 01/08/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 04/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/17/2019
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2007
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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