Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Robert Lott is a financial professional with over 20 years of experience in the industry. Thomas is registered with MML Investors Services, LLC in Bangor, Maine, and is a licensed Investment Advisor Representative (IAR). Thomas has a strong background in the financial services industry, having worked at Fidelity Brokerage Services LLC and McIntyre Ski Area. Thomas holds a Series 7TO, Series 63, Series 9, Series 10, and Series 65 license and is a well-rounded financial professional with experience in a variety of areas. Thomas specializes in asset allocation programs, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
ME
08/29/2024 - Present
MML Investors Services, LLC (BANGOR ME)
NH
01/27/2023 - 06/13/2024
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
IA
Issued 08/23/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/20/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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