Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lapointe is a financial advisor registered with LPL Financial LLC in WATERBURY, CT. Thomas has been in the industry since January 11, 2002, and has experience working with Ameriprise Financial Services, LLC, AXA Advisors, LLC, MetLife Securities Inc., and Metropolitan Life Insurance Company. Thomas is also a registered representative with LPL Financial LLC and holds the Series 66, Series 7, and SIE licenses. Thomas's current practice is focused on providing a variety of financial services to individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
06/10/2024 - Present
LPL Financial LLC (WATERBURY CT)
CT
01/05/2021 - 06/10/2024
SECURITIES AMERICA, INC. (WATERBURY CT)
CT
06/21/2013 - 01/08/2021
AMERIPRISE FINANCIAL SERVICES, LLC (SIMSBURY CT)
CT
04/22/2009 - 07/02/2013
AXA ADVISORS, LLC (MILFORD CT)
CT
10/24/2005 - 02/11/2009
METLIFE SECURITIES INC. (SHELTON CT)
CT
10/24/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SHELTON CT)
CT
07/26/2005 - 10/24/2005
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
MO
06/25/2004 - 04/15/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MA
09/21/2001 - 09/08/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/21/2001 - 09/08/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
09/11/2000 - 08/23/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/11/2000 - 08/23/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/12/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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