Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kay is a financial advisor with over 30 years of experience in the industry. Thomas currently works with Ausdal Financial Partners, Inc. based in Davenport, Iowa. Thomas has worked in the financial services industry since 1986 and has previously held positions with Transamerica Financial Advisors, Inc., World Group Securities, Inc., and Princor Financial Services Corporation. Thomas is registered in Florida and has a Series 6, 63, 65, and 26 licenses. Thomas is a specialist in the areas of retirement, investment, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
CO
11/12/2024 - Present
Ausdal Financial Partners, Inc. (COLORADO SPRINGS CO)
FL
05/10/2017 - 04/30/2019
TRANSAMERICA FINANCIAL ADVISORS, INC (WINTER PARK FL)
FL
01/06/2012 - 12/20/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (PLANT CITY FL)
FL
08/27/2003 - 01/06/2012
WORLD GROUP SECURITIES, INC. (LAKELAND FL)
IA
02/27/2002 - 08/06/2003
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
GA
03/13/1997 - 02/15/2002
WMA SECURITIES, INC. (DULUTH GA)
CA
02/03/1996 - 03/12/1997
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
GA
04/22/1985 - 12/14/1994
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 11/23/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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