Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Robert Harlan is a financial advisor with Raymond James Financial Services Advisors, Inc., in Encino, California. Thomas is an experienced financial advisor with over 20 years in the financial services industry. He has a broad range of experience in investments, financial planning and retirement planning. Thomas is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (Encino CA)
IL
06/03/2004 - 06/27/2005
AON SECURITIES CORPORATION (CHICAGO IL)
CA
04/10/2002 - 04/11/2003
INTERNET SECURITIES (OAKLAND CA)
NY
08/15/2001 - 02/25/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/05/1999 - 12/20/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 01/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 11/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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