Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Robert Guignon is a financial advisor with over 10 years of experience in the industry. Currently, Thomas Robert Guignon is registered with Wells Fargo Clearing Services, LLC and is licensed to provide financial advice in Missouri. Prior to joining Wells Fargo Clearing Services, LLC, Thomas Robert Guignon was affiliated with FIRST CLEARING, LLC in Saint Louis, MO, and Waddell & Reed, Inc. in Creve Coeur, MO. Thomas Robert Guignon holds FINRA Series 66, Series 24, SIE, and Series 7 licenses and has demonstrated a strong commitment to professional development throughout his career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/31/2017 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
03/22/2013 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
05/09/2011 - 11/18/2011
WADDELL & REED, INC. (CREVE COEUR MO)
BOTH
Issued 02/12/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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