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Thomas Robert Clark

Capital Synergy Partners

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About Thomas Robert Clark

Thomas Clark is an investment advisor representative at Capital Synergy Partners in Irvine, California. Thomas has been in the financial services industry since 1981 and has a wide range of experience in providing financial advice to individuals and families. Thomas holds the Series 7, Series 63, and SIE licenses. Thomas is committed to providing his clients with the highest quality financial advice and personalized service.

Firm Information

Thomas Clark is currently registered with Capital Synergy Partners. Capital Synergy Partners is a corporation formed in 1999 and registered with the SEC and in all 50 states. They provide financial planning and portfolio management services to individuals and high-net-worth individuals. They manage approximately $89.1 million in assets for 386 clients.

$89.11M

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Csp receives third party referral, selection & monitoring fees

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Thomas Clark’s Registration & Firm History

CA

09/07/2011 - Present

Capital Synergy Partners (IRVINE CA)

CA

08/05/2003 - 01/24/2011

AMERITAS INVESTMENT CORP. (GLENDORA CA)

CA

05/14/2001 - 05/12/2003

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

IL

02/08/2000 - 05/01/2001

OGILVIE SECURITY ADVISORS CORPORATION (CHICAGO IL)

CT

03/25/1992 - 12/31/1999

W. S. GRIFFITH & CO., INC. (HARTFORD CT)

CT

01/10/1986 - 12/31/1991

W. S. GRIFFITH & CO., INC. (HARTFORD CT)

NA

05/18/1981 - 11/14/1985

MUTUAL SERVICE CORPORATION

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Licenses & Designations

BC

Issued 06/03/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Robert Clark.
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