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Thomas Robert Brzostowski

Franklin Distributors, LLC

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About Thomas Robert Brzostowski

Thomas Brzostowski is a financial professional with over four years of experience in the financial services industry. Thomas is currently registered with Franklin Distributors, LLC and has previously held a position with EMPIRE ASSET MANAGEMENT COMPANY. Thomas holds the Series 7, Series 7TO, and SIE licenses.

Firm Information

Thomas Brzostowski is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Brzostowski’s Registration & Firm History

NY

05/10/2019 - Present

Franklin Distributors, LLC (New York NY)

NY

06/18/2015 - 08/20/2015

EMPIRE ASSET MANAGEMENT COMPANY (NEW YORK, NY)

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Licenses & Designations

BC

Issued 05/10/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/20/2015

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Robert Brzostowski.
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