Unclaimed
Thomas Brzostowski is a financial professional with over four years of experience in the financial services industry. Thomas is currently registered with Franklin Distributors, LLC and has previously held a position with EMPIRE ASSET MANAGEMENT COMPANY. Thomas holds the Series 7, Series 7TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/10/2019 - Present
Franklin Distributors, LLC (New York NY)
NY
06/18/2015 - 08/20/2015
EMPIRE ASSET MANAGEMENT COMPANY (NEW YORK, NY)
BC
Issued 05/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/20/2015
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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