Unclaimed
Thomas Robert Black is a financial professional with over 17 years of experience in the industry. Currently, Thomas is registered with Two Sigma Securities, LLC as a registered representative in Illinois. Thomas has previously been registered with several other firms, including Automated Trading Desk Financial Services, LLC and Citigroup Global Markets Inc. Thomas has passed several exams, including the Series 7, Series 55, Series 63, and SIE. Thomas is also a registered representative in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/15/2014 - Present
TWO Sigma Securities, LLC (Chicago IL)
SC
04/12/2006 - 10/20/2014
AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC (MOUNT PLEASANT SC)
NY
12/07/2007 - 10/17/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/23/2009 - 05/17/2012
LAVAFLOW, INC. (NEW YORK NY)
SC
04/12/2006 - 09/19/2011
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC (MOUNT PLEASANT SC)
BC
Issued 01/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Black is the right advisor for you? Invested Better is here to help.