Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Righter Woolley is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with Nuveen Securities, LLC and previously held positions at Teachers Personal Investors Services, Inc., Commonfund Securities, Inc., BACAP Distributors, LLC, Invesmart Securities, LLC, T. Rowe Price Investment Services, Inc., Fidelity Investments Institutional Services Company, Inc., and Fidelity Distributors Corporation. Thomas is licensed to provide investment advice and services in over 50 states and holds several industry licenses including Series 6, 7, 26, 31, and 63 as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/03/2017 - Present
Nuveen Securities, LLC (New York NY)
CA
12/17/2014 - 12/31/2016
TEACHERS PERSONAL INVESTORS SERVICES, INC. (SAN FRANCISCO CA)
CA
08/17/2005 - 05/21/2014
COMMONFUND SECURITIES, INC. (SAN FRANCISCO CA)
NC
03/03/2004 - 01/19/2005
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
PA
12/13/2001 - 06/27/2002
INVESMART SECURITIES, LLC (PITTSBURGH PA)
MD
09/03/1993 - 12/21/2000
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
RI
12/15/1988 - 03/23/1993
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
06/19/1986 - 12/13/1988
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
IA
Issued 02/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/18/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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