Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Holmstrom is a financial advisor with Lazard Freres & Co. LLC. Thomas has been in the financial services industry since February 6, 2020. He has a Series 7, Series 63, and Series 79TO license. He holds a registration in California and New York. Previously, Thomas was a registered representative with Stifel, Nicolaus & Company, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/02/2021 - Present
Lazard Freres & Co. LLC (SAN FRANCISCO CA)
NY
01/23/2020 - 06/16/2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
BC
Issued 11/19/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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