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Thomas Richmond

Charles Schwab Investment Management, Inc.

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About Thomas Richmond

Thomas Richmond is a Registered Representative at Charles Schwab Investment Management, Inc. Thomas joined Charles Schwab Investment Management, Inc. in July 2020 and is licensed in Ohio. He has over 30 years of experience in the financial services industry and previously held positions at firms including McDonald & Company Securities, Inc., PaineWebber Incorporated, and Salomon Brothers Inc. Thomas has experience in portfolio management for businesses, individuals, investment companies, and pooled investment vehicles.

Firm Information

Thomas Richmond is currently registered with Charles Schwab Investment Management, Inc.. Charles Schwab Investment Management, Inc. is an investment advisor headquartered in San Francisco, California. With over $1 trillion in regulatory assets under management, the firm provides portfolio management services for individuals, investment companies, businesses, and pooled investment vehicles. They also offer selection of other advisers.
Charles Schwab Investment Management, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

$1.10T

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Costs

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Thomas Richmond’s Registration & Firm History

OH

07/02/2020 - Present

Charles Schwab Investment Management, Inc. (Cleveland OH)

OH

03/11/1993 - 07/01/1997

MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)

NJ

05/29/1990 - 04/01/1993

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

02/23/1988 - 06/15/1988

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/19/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Thomas Richmond.
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