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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Richard Young has been in the financial services industry since September 21, 1997. Thomas Richard Young is currently registered with LPL Financial LLC and has been with the firm since January 1, 2025. Before joining LPL Financial LLC, Thomas Richard Young was registered with BA Investment Services, INC. from August 6, 1993, to June 26, 1998. Thomas Richard Young is licensed in California and is currently working towards becoming a Registered Associate (RA) for LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/01/2025 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
08/06/1993 - 06/26/1998
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BOTH
Issued 09/16/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2003
Series 4 - Registered Options Principal Examination
BC
Issued 08/12/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/17/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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