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Thomas Richard Wille

Mesirow Financial, Inc.

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About Thomas Richard Wille

Thomas Wille is a financial advisor with Mesirow Financial, Inc. Thomas has been in the industry since 1981 and has experience working with clients in a variety of capacities. Thomas has a broad range of experience in the financial services industry, including investment advisory, securities trading, and financial planning. Thomas holds several licenses and certifications, including Series 7, 63, 9, 10, and SIE. Thomas is currently registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Thomas is also registered in 11 states, including California, Connecticut, Florida, Georgia, Illinois, Iowa, Louisiana, Massachusetts, New York, Pennsylvania and Virginia.

Firm Information

Thomas Wille is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Wille’s Registration & Firm History

IL

03/09/2009 - Present

Mesirow Financial, Inc. (CHICAGO IL)

IL

04/11/2005 - 02/12/2009

BARCLAYS CAPITAL INC. (CHICAGO IL)

NY

07/20/1981 - 04/12/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/27/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/31/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/12/1987

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Richard Wille.
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