Unclaimed
Thomas Vukovich is a financial advisor with Vanguard Marketing Corp. located in Scottsdale, AZ. Thomas has been in the financial industry since 2006 and holds the Series 6, 7, 63 and SIE licenses. Thomas has been registered with the Financial Industry Regulatory Authority (FINRA) since 2007 and is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
10/29/2007 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
IL
07/10/2001 - 10/11/2002
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BC
Issued 11/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2010
Series 7 - General Securities Representative Examination
BC
Issued 10/26/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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