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Thomas Richard Vondran

Pruco Securities, LLC

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About Thomas Richard Vondran

Thomas Vondran is a financial advisor with Pruco Securities, LLC, based in Irvine, CA. Thomas has been in the financial industry since 2001 and is registered with both FINRA and the state of California. Thomas has extensive experience in the financial services industry, with previous roles at D.A. Davidson & Co., McGladrey Capital Markets, LLC, and Morgan Stanley DW Inc. Thomas holds licenses for Series 7, 7TO, 62, 63, 66, and 31 exams.

Firm Information

Thomas Vondran is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Thomas Vondran’s Registration & Firm History

CA

07/03/2024 - Present

Pruco Securities, LLC (IRVINE CA)

CA

02/01/2012 - 04/11/2013

D.A. DAVIDSON & CO. (COSTA MESA CA)

CA

08/08/2007 - 03/01/2012

MCGLADREY CAPITAL MARKETS, LLC (COSTA MESA CA)

NY

05/21/2001 - 09/20/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 08/23/2007

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 06/19/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/02/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/15/2024

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2007

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 06/22/2001

Series 31 - Futures Managed Funds Examination

BC

Issued 05/18/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Richard Vondran.
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