Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Richard Traynor is a registered representative with Cbre Capital Advisors, Inc. based in New York, NY. Thomas has been in the industry since November 1997. Prior to his current role, Thomas worked at DEUTSCHE BANK SECURITIES INC. for almost 20 years. Thomas holds the Series 3, 7, 63, SIE and 79TO licenses. Thomas is registered in New York and is only registered for Broker-Dealer activities, not Investment Advisor activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/08/2016 - Present
Cbre Capital Advisors, Inc. (NEW YORK NY)
NY
10/30/1997 - 08/24/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 10/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1998
Series 3 - National Commodity Futures Examination
BC
Issued 10/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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