Unclaimed
Thomas Schmitt is a financial advisor with Allstate Financial Services, LLC. Thomas has been a registered representative in the securities industry since January 4, 2000. Thomas is a registered principal in Nebraska and holds the Series 6, 7, 24, 51 and 63 licenses. Thomas has been with Allstate Financial Services, LLC since December 14, 2021. Previously, Thomas was registered with Allstate Financial Services, LLC in Indianapolis, Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
12/14/2021 - Present
Allstate Financial Services, LLC (Lincoln NE)
IN
01/04/2000 - 11/25/2020
ALLSTATE FINANCIAL SERVICES, LLC (Indianapolis IN)
BC
Issued 12/31/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/20/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/31/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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