Unclaimed
Thomas Richard Sawyer is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Oakland Park, Florida. Thomas Sawyer has been in the financial services industry for over 25 years, serving clients with a focus on financial planning, pension consulting, and portfolio management. Prior to joining Raymond James, Thomas Sawyer has held positions at Ameriprise Financial Services, LLC, Lincoln Financial Advisors Corporation, LPL Financial LLC, and Cetera Financial Specialists LLC. Thomas Sawyer is a licensed real estate broker, and a partner in several rental property businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
09/14/2023 - Present
Raymond James Financial Services Advisors, Inc. (Oakland Park FL)
MN
02/10/2022 - 05/30/2023
AMERIPRISE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
FL
06/27/2017 - 03/17/2022
LPL FINANCIAL LLC (SANTA ROSA BEACH FL)
FL
12/14/2015 - 05/15/2017
LINCOLN FINANCIAL ADVISORS CORPORATION (Fort Lauderdale FL)
FL
06/30/2004 - 12/16/2015
CETERA FINANCIAL SPECIALISTS LLC (FT. LAUDERDALE FL)
CT
11/03/1997 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
BC
Issued 11/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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