Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Richard Ohno is a financial advisor currently registered with Empower Financial Services, Inc. in Andover, MA. Thomas has been in the industry since December 12, 2017 and has been with Empower Financial Services, Inc. since January 4, 2021. Prior to that, Thomas worked for MML Distributors, LLC in both Enfield, CT and Cordova, TN. Thomas holds Series 6, Series 63, and SIE licenses and is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
01/04/2021 - Present
Empower Financial Services, Inc. (ANDOVER MA)
CT
12/11/2018 - 01/04/2021
MML DISTRIBUTORS, LLC (ENFIELD CT)
TN
11/02/2016 - 10/30/2017
MML DISTRIBUTORS, LLC (CORDOVA TN)
BC
Issued 11/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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