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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Richard Nikles is a financial advisor with over 40 years of experience in the securities industry. Thomas is currently registered with Osaic Wealth, Inc. and holds a variety of licenses and certifications, including the Series 6, 7, 22, 24, 51, 63, and 65 exams. Thomas has a long history of working with clients in a variety of areas, including financial planning, pension consulting, and portfolio management. Thomas's firm, Osaic Wealth, Inc., provides a range of services to individuals, families, businesses, and institutions. The firm's services include financial planning, investment management, and retirement planning. Thomas is dedicated to providing his clients with personalized financial advice that is tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
01/07/2019 - Present
Osaic Wealth, Inc. (NAZARETH PA)
PA
10/21/1982 - 11/02/2018
SIGNATOR INVESTORS, INC. (ALLENTOWN PA)
MA
10/21/1982 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/27/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/05/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/20/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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