Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Richard Morgan is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with LPL Financial LLC and holds Series 6, 7, 63, 65 and 66 licenses. He has previously worked at EDWARD JONES and PRUCO SECURITIES CORPORATION. Thomas is a registered investment advisor in several states, including California, Texas, Arizona, Arkansas, Colorado, Florida, Georgia, Massachusetts, Montana, Nevada, New York, Oklahoma, Oregon, Utah, Virginia, Washington, and Wisconsin. Thomas has a strong track record of helping clients achieve their financial goals. He offers a variety of services, including financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/22/2021 - Present
LPL Financial LLC (FRESNO CA)
CA
09/21/2009 - 07/27/2012
EDWARD JONES (FRESNO CA)
NJ
07/06/1992 - 07/27/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 10/02/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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