Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Mcnell is a financial professional with over 30 years of experience in the financial services industry. Thomas is currently registered with Cetera Investment Advisers LLC in Walnut Creek, CA. Previously, Thomas was registered with First Allied Securities, Inc., Edward Jones, Morgan Stanley, T3 Trading Group, LLC, and other firms. Thomas has experience providing financial services to high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Thomas is also experienced in providing financial planning, pension consulting, educational seminars, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/11/2021 - Present
Cetera Investment Advisers LLC (WALNUT CREEK CA)
CA
08/06/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (WALNUT CREEK CA)
CA
06/02/2017 - 08/09/2021
EDWARD JONES (BRENTWOOD CA)
CA
05/05/2016 - 06/05/2017
MORGAN STANLEY (WALNUT CREEK CA)
NY
09/08/2015 - 03/31/2016
T3 TRADING GROUP, LLC (NEW YORK NY)
CA
11/03/2011 - 03/09/2015
DISCERN SECURITIES, INC. (SAN MATEO CA)
NY
11/18/2009 - 07/26/2011
AURIGA USA, LLC (NEW YORK NY)
CA
03/11/2009 - 11/18/2009
MULTITRADE SECURITIES LLC (WALNUT CREEK CA)
CA
03/24/2009 - 11/16/2009
LIGHTHOUSE FINANCIAL GROUP, LLC (WALNUT CREEK CA)
CA
04/24/2006 - 03/11/2009
STANFORD GROUP COMPANY (SAN FRANCISCO CA)
CA
10/16/2000 - 04/11/2006
JMP SECURITIES LLC (SAN FRANCISCO CA)
CA
06/10/1999 - 10/16/2000
E*OFFERING (SAN FRANCISCO CA)
CA
07/02/1998 - 06/01/1999
PREFERRED CAPITAL MARKETS, INC. (SAN FRANCISCO CA)
TX
04/17/1996 - 07/27/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
04/10/1995 - 04/08/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
09/24/1991 - 01/01/1994
ROBERTSON, STEPHENS & COMPANY, L.P. (SAN FRANCISCO CA)
NA
03/06/1987 - 11/28/1988
DREXEL BURNHAM LAMBERT INCORPORATED
NA
10/31/1983 - 04/11/1984
SUTRO & CO. INCORPORATED
NA
11/26/1982 - 10/07/1983
A. G. EDWARDS & SONS, INC.
IA
Issued 7/22/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 5/20/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/13/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/18/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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