Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Richard McHugh is a financial advisor with over 35 years of experience in the industry. He currently works with Osaic Wealth, Inc. Thomas's previous experience includes positions with Woodbury Financial Services, Inc., Foresters Equity Services, Inc., LPL Financial LLC, 1st Global Capital Corp., Allstate Financial Services, LLC, The Leaders Group, Inc., Macken Securities, Inc., Select Capital Corporation, Guardian Investor Services Corporation, and Aetna Life Insurance and Annuity Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/19/2024 - Present
Osaic Wealth, Inc. (Centennial CO)
CO
10/18/2018 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (Centennial CO)
CA
06/06/2011 - 10/18/2018
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
CA
01/19/2010 - 06/01/2011
LPL FINANCIAL LLC (ROCKLIN CA)
CA
01/10/2008 - 02/01/2010
1ST GLOBAL CAPITAL CORP. (STOCKTON CA)
CA
11/09/2004 - 01/24/2008
ALLSTATE FINANCIAL SERVICES, LLC (STOCKTON CA)
CO
07/20/2001 - 11/09/2004
THE LEADERS GROUP, INC. (LITTLETON CO)
CA
03/05/1997 - 07/06/2001
MACKEN SECURITIES, INC. (ROSEVILLE CA)
CA
10/06/1994 - 02/27/1997
SELECT CAPITAL CORPORATION (SACRAMENTO CA)
NY
09/03/1992 - 09/26/1994
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
CT
10/10/1986 - 08/19/1992
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
BOTH
Issued 03/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas McHugh is the right advisor for you? Invested Better is here to help.
