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Thomas Richard Mathews

Transamerica Financial Advisors, Inc.

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About Thomas Richard Mathews

Thomas Mathews is a financial advisor with Transamerica Financial Advisors, Inc. Thomas has been in the financial services industry since 1987. Thomas is registered to provide investment advice and securities in 45 states and the District of Columbia. Thomas has a wide range of experience, including previous roles with WORLD GROUP SECURITIES, INC., WMA SECURITIES, INC., INTERSECURITIES, INC., NORTH AMERICAN MANAGEMENT, INC., and FIRST AMERICAN NATIONAL SECURITIES, INC. Thomas specializes in insurance products and non-insurance products and is also a member of WealthWave, LLC.

Firm Information

Thomas Mathews is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Mathews’s Registration & Firm History

GA

01/06/2012 - Present

Transamerica Financial Advisors, Inc. (Alpharetta GA)

GA

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (JOHNS CREEK GA)

GA

06/06/1994 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

FL

08/04/1992 - 06/06/1994

INTERSECURITIES, INC. (ST. PETERSBURG FL)

SD

04/26/1990 - 11/06/1990

NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)

GA

07/24/1985 - 02/20/1990

FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 11/07/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/01/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/23/1987

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Richard Mathews.
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