Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Leslie is a financial advisor with over 38 years of experience. Thomas has been with LPL Financial LLC since November 2017. Prior to that, Thomas worked at NATIONAL PLANNING CORPORATION for 12 years, AIG FINANCIAL ADVISORS, INC. for 6 months, SUNAMERICA SECURITIES, INC. for 5 years, ROYAL ALLIANCE ASSOCIATES, INC. for 10 years and INTEGRATED RESOURCES EQUITY CORPORATION for 4 years. Thomas is licensed to offer financial advice in 14 states and has passed numerous industry exams, including the Series 66, Series 63, Series 7, Series 1 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/29/2017 - Present
LPL Financial LLC (SAN RAMON CA)
CA
12/01/2005 - 11/29/2017
NATIONAL PLANNING CORPORATION (SAN RAMON CA)
AZ
10/31/2005 - 12/06/2005
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
AZ
06/27/2000 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
11/19/1989 - 06/21/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
07/02/1985 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
07/23/1979 - 06/24/1985
SECURITY FIRST FINANCIAL, INC.
BOTH
Issued 03/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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