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Thomas Richard Kuykendall

Cetera Investment Advisers LLC

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About Thomas Richard Kuykendall

Thomas Kuykendall is a financial advisor who is registered with Cetera Investment Advisers LLC. Thomas has been in the industry since 1998 and has held previous positions with firms like Securian Financial Services, Inc., CRI Securities, LLC, Thrivent Investment Management Inc. and RBC Capital Markets, LLC. Thomas is licensed to offer securities in Minnesota and Wisconsin and has passed exams such as Series 66, Series 63, Series 24, SIE, and Series 7. Cetera Investment Advisers LLC offers advisory services such as financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.

Firm Information

Thomas Kuykendall is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

2701 UNIVERSITY AVE SE

MINNEAPOLIS, MN 55414

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Kuykendall’s Registration & Firm History

MN

08/10/2023 - Present

Cetera Investment Advisers LLC (MINNEAPOLIS MN)

MN

07/17/2018 - 08/10/2023

SECURIAN FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

07/17/2018 - 10/19/2021

CRI SECURITIES, LLC (MINNEAPOLIS MN)

MN

07/23/2013 - 04/09/2018

THRIVENT INVESTMENT MANAGEMENT INC. (ROSEVILLE MN)

MN

04/29/2011 - 07/22/2013

RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)

MN

05/27/2008 - 04/26/2011

THRIVENT INVESTMENT MANAGEMENT INC. (NORTH OAKS MN)

MN

06/09/1998 - 05/23/2008

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

06/09/1998 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 6/13/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/8/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Richard Kuykendall.
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