Unclaimed
Thomas Richard Kuykendall is an investment advisor representative with Cetera Investment Advisers LLC and has been in the industry since September 19, 1998. Thomas holds Series 63, 66, 7, and 24 licenses, and has previous experience with Securian Financial Services, Inc., CRI Securities, LLC, Thrivent Investment Management Inc., RBC Capital Markets, LLC, Ameriprise Financial Services, Inc., and IDS Life Insurance Company. Cetera Investment Advisers LLC is a large financial advisor headquartered in Schaumburg, Illinois, with approximately 104 billion dollars in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
08/10/2023 - Present
Cetera Investment Advisers LLC (MINNEAPOLIS MN)
MN
07/17/2018 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
07/17/2018 - 10/19/2021
CRI SECURITIES, LLC (MINNEAPOLIS MN)
MN
07/23/2013 - 04/09/2018
THRIVENT INVESTMENT MANAGEMENT INC. (ROSEVILLE MN)
MN
04/29/2011 - 07/22/2013
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
05/27/2008 - 04/26/2011
THRIVENT INVESTMENT MANAGEMENT INC. (NORTH OAKS MN)
MN
06/09/1998 - 05/23/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
06/09/1998 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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