Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kukuk is an investment advisor representative who is registered with J.P. Morgan Securities LLC in Albany, New York. Thomas has been in the financial services industry since March 2014. Thomas holds several licenses and certifications, including the Series 7, Series 10, Series 63, and Series 66 exams. Thomas has worked for several other firms before joining J.P. Morgan Securities LLC. These firms include Merrill Lynch, Pierce, Fenner & Smith Incorporated, TD Ameritrade, Inc., and Scottrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/03/2022 - Present
J.p. Morgan Securities LLC (ALBANY NY)
NY
02/11/2021 - 09/22/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARATOGA SPRINGS NY)
NY
02/26/2018 - 01/11/2021
TD AMERITRADE, INC. (Albany NY)
NY
02/06/2014 - 02/26/2018
SCOTTRADE, INC. (SARATOGA SPRINGS NY)
BOTH
Issued 03/24/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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